From the Annotations to Idries Shah's THE SUFIS (1964):
ASCENT
There are four major "conditions" of man. All mankind is in one of these. In accordance with these conditions, the individual has to have his progress planned. He will behave in a different way, may appear a different person, will take decisions, according to the condition and the degree of that condition which he has attained. Not everyone reaches every stage of every condition, according to Sufi doctrine. The difference in Sufi formulation will depend upon the existence of conditions of this kind, their completeness, and their relationship with all humanity. Shah Mohammed Gwath, in Secrets of the Naqshbandi Path, expresses the conditions in religious terms:
1. Humanity (nasut), the ordinary condition.
2. On the Path (tarika), equated with "angels" in the cosmic sense.
3. Force, equated with what is called "power" (jabarut), or real capacity.
4. Absorption (lahut), referring to the condition of "divinity" in another sphere.
The individual Sufi is concerned with passing from one stage of conditions to another. The teacher is responsible for making this possible through the training which he offers. The Guide is responsible for relating the individual progress to that of the total needs of humanity. Innumerable techniques and activities of the Sufis ultimately relate to the application of this concept.
CONSCIOUSNESS
The communication between minds which is established by
Sufism has several aspects. By means of the tasarruf exercises, which "clear" the individuality, there is an interaction of minds. This is used by Sufis for purposes of healing, and it is through this technique that most of their inexplicable cures are effected, aside from the application of simpler techniques. (See J. Hallaji, "Hypnotherapeutic Techniques in a Central Asian Community," International Journal of Clinical and Experimental Hypnosis, October, 1962)
Jung's theory of the collective unconscious is expounded by the Spaniard Ibn Rushd (1126-1198). It was also often referred to by Rumi, and its meaning and force are subjects of Sufi specialization. Rumi notes that this phenomenon is one of a higher consciousness: "Animality has division in the spirit; the human spirit has one soul." This is generally referred to as the "great soul."
DEATH AND REBIRTH
The theme that man must "die before he dies" (Mohammed) or that he must be "born again" in his present life is to be found in very many forms of initiatory observance. In almost all cases, however, the message is taken symbolically, or is commemorated by a mere mime or ritual. The Sufis, believing that they preserve the original sense of this teaching, mark the three main grades of initiation with a "death" process. In this, the candidate has to pass through certain specific experiences (technically termed "deaths"). The actual initiation ceremony merely commemorates this happening, and does not simply dramatize it as a symbol. The three "deaths" are :
1 . The White Death
2. The Green Death
3. The Black Death
Leading up to the spiritual experiences referred to as "deaths" are a series of psychological and other exercises which include three outstanding factors:
1 . Abstinence and control of physical functions.
2. "Poverty," including independence from material things.
3. Emotional liberation through such exercises as overcoming avoidable obstacles, and "playing a part" in order to observe the reactions of others.
Discipleship under a master follows a special pattern in which the Seeker is given opportunities for exercising his consciousness of these three stages. Since Sufism uses the normal organization of "the world" as a training ground, the three "deaths" always involve specific enterprises carried out in human society, leading to the spiritual experiences marked by the three "deaths" and successive "rebirth" or transformation which results from them.
ELEMENTS OF SUFISM
The Ten Elements of the Sufis refer to the framework of individual effort within which the Seeker gains the potential to become awake, or alive, in the greater dimensions which lie outside familiar experience. El-Farisi has listed them thus:
1 . Separation of unification.
2. Perception of audition.
3. Companionship and association.
4. Correct preference.
5. Surrender of choice.
6. The rapid acquisition of a certain "state ."
7. Penetration of thought, self-examination.
8. Traveling and movement.
9. Surrender of earnings.
10. Lack of acquisition or covetousness.
Sufi exercises and training are based on these Ten Elements. In accordance with the need of the disciple, the teacher will choose for him programs of study and action which give him the opportunity of exercising functions summarized by these Elements. These factors are therefore the basis of preparing the individual for the development which he could not otherwise sustain or perceive, let alone attain.
LATAIF
The activation of the special Organs of Perception (lataif ) is a part of Sufi methodology analogous to, and often confused with, the chakra system of the Yogis. There are important differences . In Yoga, the chakras or padmas are conceived as physically located centers in the body, linked by invisible nerves or channels. Yogis generally do not know that these centers are merely concentration points, convenient formulations whose activation is part of a theoretical working hypothesis. Both Sufism and Christianity of an esoteric sort preserve a similar theory, combining it with certain exercises. The succession of colors seen by the alchemist in the Western literature can be seen as referring to concentration upon certain physical localizations if we compare it with the Sufi literature on exercises. This is surprisingly easily demonstrated, though it seems that nobody in the West has noticed the connection.
In Sufism, the lataif are located thus : Mind (qalb), color yellow, location left side of the body . Spirit (ruh), color red, location right side of the body. Consciousness (sirr), color white, location solar plexus. Intuition (khafi), color black, location forehead. Deep perception of consciousness (ikhfa),color green, location center of chest.
In Western alchemy, the "succession of colors manifested" is of very great importance. Among the Christian alchemists the succession black-white-yellow-red is very common. It will at once be noted that this succession, transposed into physical equivalents, forms the sign of the Cross. The alchemical exercises therefore aim at activating colors (locations = lataif) in the form of crossing oneself . This is an adaptation of the Sufi method which is thus, in order of activation : yellow-red-white-black-green. In alchemy, again, the succession is sometimes given as black (subsidiary gray = partial development of the black faculty, the forehead)-white (solar plexus, the second point of the sign of the Cross)-green (a Sufi alternative for the right side of the chest)-citrine (left side of the chest, "heart")-red (right side of the chest). Sometimes, as the second stage, the "peacock" (variegated colors) appears in the consciousness. This sign, considered important to the alchemists, is known by the Sufis as a special condition, not invariable, which occurs in the mind when the consciousness is flooded by changing colors or photisms. It is a stage before stabilization of the consciousness, and can in some ways be compared to color illusions produced by hallucinogens. The Sufis wear clothing (often turbans) of the color corresponding to their development in this special system. Literary students of alchemy are left fumbling with a mystery which is thus not complicated if understood in its real meaning.
QALB
The Arabic word QLB is not confined in meaning to the form QaLB (heart), which is one of its most familiar forms .
In the Sufi sense, QLB is considered to have the following meanings, all straightforward dictionary derivations of this triliteral root:
QaLaB to turn a thing upside-down . A reference to the Sufi dictum: "The world is upside down."
QaLaB = to extract the marrow of a palm tree . The palm tree, as noted elsewhere, is the Sufi term for baraka and the magic square of fifteen, which contains Sufi diagrammatic and mathematical material . The "marrow" is used in the sense of the essence, vital portion .
QaLaB = to become red. Applied to dates, the product of the palm. An allegory of a Sufi process, later associated with the alchemical idea of the "red elixir."
AQLaB = to be baked on one side. Used for bread, and in a special Sufi sense, denoting a part of a developmental process of transformation, analogized with turning one thing (dough) into what seems to be another (bread).
TaqaLLaB = to be restless . Used of a sleeper, turning in his sleep . Used as a Sufi technical term to describe the uncertainty felt by the ordinary man who is, according to the convention used by the Sufis, "asleep."
QaLb = reverse ; invert; wrong side . This is also associated with "molding" and a matrix (QALiB), the formative apparatus.
QaLB = heart, mind, soul ; intimate thought; marrow, pith; best part. Also used in the compound phrase qalb el-muqaddas, literally "the Sacred Heart," meaning the part of mankind which partakes of the essence of divinity.
The letters Q + L + B add up to 132, equal to the name Mohammed (M + H + M + M + D), the Logos or essence of Mohammed. Thirty-two plus one hundred (Q) make up one third of the total of divinity, the "ninety-nine names of beauty."
QUTUB
This is the reputed invisible head of all the Sufis. The word literally means the Magnetic Pole, Pivot, Polestar, Chief. Transposed into figures, it totals 111-the thrice-repeated unity, the threefold unity, the threefold affirmation of truth, which is a unity. If this is split up into 100, 10, 1, and substituted, we get the letters Q, Y and A. The word QYAA, spelled from these letters, means "to be vacant, voided ." It is the vacant, voided, purged "house" into which the baraka descends (the human consciousness) .
REMEMBERING
The word dhikr (pronounced in non-Arab countries as zikr) refers to certain exercises carried out from the beginning of dervishhood . Basically the word means "remembrance," and the sense is of remembering, commemorating, invocation . "Remembering" is now also defined as the basic term for the religious activity of dervishes. The first stage is remembering oneself, after which the function shifts to one of harmony with the greater consciousness. The disciple has to remember or recognize himself in various ways, shedding this exercise in this form very early, or it becomes an "undesirable cause." Some imitators of Sufism, seeing Sufi assemblies, have copied this technique . The great Hakim Sanai warns against too much remembering, pointing out that it is used only at the early stage...
"Remembering exists not except in the way of struggle; Remembering, repetition is not to be found in the assembly of experience." (The Walled Garden of Truth)
ROSE; ROSICRUCIAN; ROSARY
The Christians adopted the rosary from the Saracens . In so doing, they translated the word el-wardia (literally the reciter) by another word, almost the same in the original sound, a word standing for "roser," or "rosary." The full Arabic term for the rosary is el-misbat el-wirdiat (the Praiser of the Reciter or of the Drawing Near). This term (WRD) is a special technical term for the special exercises of the Sufis or dervishes. The Catholic rendering into Latin is not so much a mistranslation as an adoption of the Sufi poetic (or almost heraldic) method of using a similar word to create a picture. Hence the word wird (dervish exercise) was used by the Sufis poetically as WaRD (rose). A similar development took place with the term "Rosicrucian." This is a direct translation of the root WRD plus the word for "cross" in Arabic, SLB. In its original meaning, the phrase means WRD (exercise) plus SLB-"to extract the marrow .."
Hence it is only incidentally that SLB (which also means "cross") occurs in the phrase "Rosicrucian ." Taking advantage of this coincidence or poetic juxtaposition, the Sufis do, however, say, "We have the marrow of the Cross, while the Christians only have the crucifix," and similar phrases. This loses its meaning in translation .
A whole dervish Order (that of Abdul-Qadir el-Jilani) is formed around the idea of Rose in this initiatory sense, and its founder is called the Rose of Baghdad. Ignorance of this background is responsible for much useless speculation about such entities as the Rosicrucians who merely repeated in their claims the possession of the ancient teaching which is contained in the parallel development called alchemy, and which was also announced by Friar Bacon, himself claimed as a Rosicrucian and alchemist and illuminate. The origins of all these societies in Sufism is the answer to the question as to which of them did Bacon belong, and what the secret doctrine really was. Much other Rosicrucian symbolism is Sufic.
Martin Luther used the Rose, Cross and Ring (Sufic halka group) in his emblem. This must have been supplied to him by an initiate Sufi.
SEVEN MEN
Sufi development requires the Seeker to pass through seven stages of preparation, before the individuality is ready for its full function . These stages, sometimes called "men," are degrees in the transmutation of the consciousness, the technical term for which is nafs, breath. Briefly, the stages of development, each making possible a further enrichment of the being under the guidance of a practiced teacher, are:
1. Nafs-i-ammara (the depraved, commanding nafs)
2. Nafs-i-lawwama (the accusing nafs)
3. Nafs-i-mulhama (the inspired nafs)
4. Nafs-i-mutmainna (the serene nafs)
5. Nafs-i-radiyya (the fulfilled nafs)
6. Nafs-i-mardiyya (the fulfilling nafs)
7. Nafs-i-safiyya wa kamila (the purified and complete
nafs)
The nafs is considered to pass through processes which are termed "death and rebirth ." The first process, the White Death marks the initiation of the disciple, when he starts to reconstruct the automatic and emotional nafs, so that it will in turn provide an instrument for proceeding to the activation of conscience, the second nafs. The adjectives "serene, fulfilling," and so on, refer to the effect upon the individual, as well as upon the group and society in general, functions most marked at each stage.
Significant phenomena of the seven stages observed during Sufi exercises include these:
1. The individual out of personal control, believes himself to be a coherent personality, starts to learn that he, like all undeveloped individuals, has a multiple and changing personality.
2. The dawn of self-awareness and "accusation," in which automatic thoughts are seen for what they are.
3. The beginning of real mental integration, when the mind is becoming capable of operating on a higher level than was its previous futile custom.
4. Serene balance, equilibrium of the individuality.
5. Power of fulfillment, new ranges of experience not susceptible to description beyond approximate analogy .
6. A new activity and function, including extra dimensions of the individuality.
7. Completion of the task of reconstitution, possibility of teaching others, capacity for objective understanding.
SIMURGH
The simurgh (thirty birds) is the code phrase which means the development of the mind through "China;" "China" standing, in both Persian and Arabic, for the concealed concept of meditation and Sufi methodology. The great Attar clothes this teaching in an allegory:'
"Once, from darkness, Simurgh showed himself in China. One of his plumes fell to earth : a picture of it was made and this is still in the Chinese gallery. This is why it has been said, `Seek knowledge, even unto China.' If this feather of Simurgh had not been seen in China, there would have been no acclaim in the world of hidden things. And this small indication of his reality is a sign of his glory. All souls carry the picture of the outline of that plume. And the matter of his description has neither beginning nor end. Now, People of the Path, choose this way, and start your journey."
(Parliament of the Birds, ch. II)
This is merely a concealed way of saying : "There is a potentiality in the mind of man . On one occasion it became activated, through a certain form of deep concentration, and was emulated . Without this there is no potentiality for development. Everyone has the faculty, in an embryonic form. It is something connected with eternity. Come, start upon the Way."
SPIRIT AND SUBSTANCE
According to Sufism, what is generally referred to in religious terminology as the Spirit (el ruh) is a substance, with physical characteristics, a subtle body (jism i-latif ). This substance, as conceived, is not considered to be eternal . It existed before the corporealization of man (Hujwiri, Revelation of the Veiled). After physical death, the substantial spirit continues to exist, in one of ten forms, each corresponding to the formation which it has attained during ordinary life. There are ten stages in this sense-the first being that of the "sincere," the tenth being that of the Sufi who has been transformed in nature by his earthly development. The ruh is at times visible.
THE SUFI TEACHER
Within mankind is a "treasure," and this can be found only by looking for it . The treasure is, as it were, inside a house (fixed thinking-patterns) which has to be broken down before it can be found. In his "elephant in the dark" house, Rumi teaches that "if there had been a light in the house," multiplicity would be seen to be in fact unity. Man sees only pieces of things because his mind is fixed in a pattern designed to see things piecemeal .
A function of the teacher is to establish this fact to the disciple. Rumi has made this a subject of a poem:
Destroy your house, and with the treasure hidden in it
You will be able to build thousands of houses.
-- Mathnawi, Bk . IV . (Whinfield's translation)
The treasure lies under it ; there is no help for it;
Hesitate not to pull it down; do not tarry!
That prize is the wages for destroying the house :
"Man gets nothing he has not worked for."
Then you will bite your finger, saying, "Alas!
That bright moon was hidden under a cloud.
I did not do what they told me for my good;
Now house and treasure are lost and my hand is empty ."
TARIKA, TARIQA
The Sufi wayfarer belongs to a tariqa (TaRIQa), the word meaning more than Path or Way :
Tariqa = course; rule of life; line, streak ; chief of a tribe; means; Order of dervishes. The nearest approximation to the sense of this word is "way" in English-the way of doing a thing, the way upon which a person is traveling, the way as an individual ("I am the Way," in a mystical sense).
As with other Arabic triliteral roots, the TRQ root and its derivatives contain elements associated with Sufism and the esoteric tradition :
TaRQ = sound of a musical instrument
TaTaRRaQ Li- = to aim at, to wish, to draw near
to
ATRaQ = to remain silent with downcast eyes
TaRRaQ Li- = to open the way to
TaRaQ = to come to anyone by night
TuRQaT = way, road; method; habit
TaRIQAt = lofty palm tree
The use of this word is explained thus in dervish lore:
"The tariqa is the Path and also the leadership of the group, in which resides the transmission. It is a rule of living, a thin line within ordinary life, sometimes maintained through the note of music, expressed visually by the palm tree. The tariqa itself opens the Path, and it is connected with meditation, silent thinking, as when a man sits in prayer during the silences of the darkness . It is both the aim and the method." [Nishan-Nama (Book of Symbols) of Sufi associations, by Emir Eddin Shadhili, "The Ardent"]